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diff --git a/Documentation/mandatory.txt b/Documentation/mandatory.txt new file mode 100644 index 00000000000..bc449d49eee --- /dev/null +++ b/Documentation/mandatory.txt @@ -0,0 +1,152 @@ + Mandatory File Locking For The Linux Operating System + + Andy Walker <andy@lysaker.kvaerner.no> + + 15 April 1996 + + +1. What is mandatory locking? +------------------------------ + +Mandatory locking is kernel enforced file locking, as opposed to the more usual +cooperative file locking used to guarantee sequential access to files among +processes. File locks are applied using the flock() and fcntl() system calls +(and the lockf() library routine which is a wrapper around fcntl().) It is +normally a process' responsibility to check for locks on a file it wishes to +update, before applying its own lock, updating the file and unlocking it again. +The most commonly used example of this (and in the case of sendmail, the most +troublesome) is access to a user's mailbox. The mail user agent and the mail +transfer agent must guard against updating the mailbox at the same time, and +prevent reading the mailbox while it is being updated. + +In a perfect world all processes would use and honour a cooperative, or +"advisory" locking scheme. However, the world isn't perfect, and there's +a lot of poorly written code out there. + +In trying to address this problem, the designers of System V UNIX came up +with a "mandatory" locking scheme, whereby the operating system kernel would +block attempts by a process to write to a file that another process holds a +"read" -or- "shared" lock on, and block attempts to both read and write to a +file that a process holds a "write " -or- "exclusive" lock on. + +The System V mandatory locking scheme was intended to have as little impact as +possible on existing user code. The scheme is based on marking individual files +as candidates for mandatory locking, and using the existing fcntl()/lockf() +interface for applying locks just as if they were normal, advisory locks. + +Note 1: In saying "file" in the paragraphs above I am actually not telling +the whole truth. System V locking is based on fcntl(). The granularity of +fcntl() is such that it allows the locking of byte ranges in files, in addition +to entire files, so the mandatory locking rules also have byte level +granularity. + +Note 2: POSIX.1 does not specify any scheme for mandatory locking, despite +borrowing the fcntl() locking scheme from System V. The mandatory locking +scheme is defined by the System V Interface Definition (SVID) Version 3. + +2. Marking a file for mandatory locking +--------------------------------------- + +A file is marked as a candidate for mandatory locking by setting the group-id +bit in its file mode but removing the group-execute bit. This is an otherwise +meaningless combination, and was chosen by the System V implementors so as not +to break existing user programs. + +Note that the group-id bit is usually automatically cleared by the kernel when +a setgid file is written to. This is a security measure. The kernel has been +modified to recognize the special case of a mandatory lock candidate and to +refrain from clearing this bit. Similarly the kernel has been modified not +to run mandatory lock candidates with setgid privileges. + +3. Available implementations +---------------------------- + +I have considered the implementations of mandatory locking available with +SunOS 4.1.x, Solaris 2.x and HP-UX 9.x. + +Generally I have tried to make the most sense out of the behaviour exhibited +by these three reference systems. There are many anomalies. + +All the reference systems reject all calls to open() for a file on which +another process has outstanding mandatory locks. This is in direct +contravention of SVID 3, which states that only calls to open() with the +O_TRUNC flag set should be rejected. The Linux implementation follows the SVID +definition, which is the "Right Thing", since only calls with O_TRUNC can +modify the contents of the file. + +HP-UX even disallows open() with O_TRUNC for a file with advisory locks, not +just mandatory locks. That would appear to contravene POSIX.1. + +mmap() is another interesting case. All the operating systems mentioned +prevent mandatory locks from being applied to an mmap()'ed file, but HP-UX +also disallows advisory locks for such a file. SVID actually specifies the +paranoid HP-UX behaviour. + +In my opinion only MAP_SHARED mappings should be immune from locking, and then +only from mandatory locks - that is what is currently implemented. + +SunOS is so hopeless that it doesn't even honour the O_NONBLOCK flag for +mandatory locks, so reads and writes to locked files always block when they +should return EAGAIN. + +I'm afraid that this is such an esoteric area that the semantics described +below are just as valid as any others, so long as the main points seem to +agree. + +4. Semantics +------------ + +1. Mandatory locks can only be applied via the fcntl()/lockf() locking + interface - in other words the System V/POSIX interface. BSD style + locks using flock() never result in a mandatory lock. + +2. If a process has locked a region of a file with a mandatory read lock, then + other processes are permitted to read from that region. If any of these + processes attempts to write to the region it will block until the lock is + released, unless the process has opened the file with the O_NONBLOCK + flag in which case the system call will return immediately with the error + status EAGAIN. + +3. If a process has locked a region of a file with a mandatory write lock, all + attempts to read or write to that region block until the lock is released, + unless a process has opened the file with the O_NONBLOCK flag in which case + the system call will return immediately with the error status EAGAIN. + +4. Calls to open() with O_TRUNC, or to creat(), on a existing file that has + any mandatory locks owned by other processes will be rejected with the + error status EAGAIN. + +5. Attempts to apply a mandatory lock to a file that is memory mapped and + shared (via mmap() with MAP_SHARED) will be rejected with the error status + EAGAIN. + +6. Attempts to create a shared memory map of a file (via mmap() with MAP_SHARED) + that has any mandatory locks in effect will be rejected with the error status + EAGAIN. + +5. Which system calls are affected? +----------------------------------- + +Those which modify a file's contents, not just the inode. That gives read(), +write(), readv(), writev(), open(), creat(), mmap(), truncate() and +ftruncate(). truncate() and ftruncate() are considered to be "write" actions +for the purposes of mandatory locking. + +The affected region is usually defined as stretching from the current position +for the total number of bytes read or written. For the truncate calls it is +defined as the bytes of a file removed or added (we must also consider bytes +added, as a lock can specify just "the whole file", rather than a specific +range of bytes.) + +Note 3: I may have overlooked some system calls that need mandatory lock +checking in my eagerness to get this code out the door. Please let me know, or +better still fix the system calls yourself and submit a patch to me or Linus. + +6. Warning! +----------- + +Not even root can override a mandatory lock, so runaway processes can wreak +havoc if they lock crucial files. The way around it is to change the file +permissions (remove the setgid bit) before trying to read or write to it. +Of course, that might be a bit tricky if the system is hung :-( + |